Tag: FINRA

29 Jun 2015 · by Crispen Maung
Compliance – Why it’s an IT issueIf you were to rank the most highly regulated industries, financial services might be sitting at the top of the list. This is almost ironic, in that financial know-how is often required to manage the expenses associated with the the sector’s recent technology boom....
22 Jun 2015 · by Annie Pearl
Today, we are excited to introduce the general availability of Box Governance, which gives customers a better way to comply with regulatory policies, satisfy e-discovery requests and effectively manage sensitive business information. We are also announcing that Box supports FINRA and SEC 17a-4...